SEC FORM
4
SEC Form 4
FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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OMB APPROVAL |
OMB Number: |
3235-0287 |
Estimated average burden |
hours per response: |
0.5 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b). |
1. Name and Address of Reporting Person*
160 PACIFIC AVE, STE. 222 |
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(Street)
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2. Issuer Name and Ticker or Trading Symbol
ABM INDUSTRIES INC /DE/
[ ABM ]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X |
Director |
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10% Owner |
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Officer (give title below) |
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Other (specify below) |
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3. Date of Earliest Transaction
(Month/Day/Year) 11/03/2003
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4. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
X |
Form filed by One Reporting Person |
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Form filed by More than One Reporting Person |
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
1. Title of Security (Instr.
3)
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2. Transaction Date
(Month/Day/Year) |
2A. Deemed Execution Date, if any
(Month/Day/Year) |
3. Transaction Code (Instr.
8)
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4. Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)
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5.
Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr.
3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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7. Nature of Indirect Beneficial Ownership (Instr.
4)
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Code |
V |
Amount |
(A) or (D) |
Price |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivative Security (Instr.
3)
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2. Conversion or Exercise Price of Derivative Security
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3. Transaction Date
(Month/Day/Year) |
3A. Deemed Execution Date, if any
(Month/Day/Year) |
4. Transaction Code (Instr.
8)
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5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
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6. Date Exercisable and Expiration Date
(Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)
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8. Price of Derivative Security (Instr.
5)
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9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)
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10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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11. Nature of Indirect Beneficial Ownership (Instr.
4)
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Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Options
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$15.555
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11/03/2003 |
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A |
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10,000 |
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11/01/2004
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10/31/2013 |
Common Stock |
10,000 |
$0.0
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10,000 |
D |
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Explanation of Responses: |
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/s/ Linda S. Auwers |
11/09/2003 |
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** Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
Exhibit 24
Exhibit 24
POWER OF ATTORNEY
The undersigned hereby constitutes and appoints Linda S. Auwers or in
her absence, Carl D. Bailey, his or her true and lawful attorney-in-fact
to:
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execute for, and on behalf of, the undersigned, in the undersigneds
capacity as an
officer, director, and/or person who holds more than 10% of the
stock of ABM Industries Incorporated (the Company), Forms 3, Forms
4 and Forms 5 in accordance with Section 16(a) of the Securities
Exchange Act of 1934, as amended (the Exchange Act), and the rules
thereunder;
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(2) |
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do and perform any and all acts for and on behalf of the undersigned
which may be
necessary or desirable to complete and execute any such Forms 3,
forms 4 or Forms 5 and timely file any such forms with the United
States Securities and Exchange Commission and any other authority;
and
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(3) |
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take any other action of any type whatsoever in connection with
the foregoing which, in
the opinion of such attorney-in-fact, may be of benefit to, in the
best interest of, or legally required by, the undersigned, it being
understood that the documents executed by such attorney-in-fact on
behalf of the undersigned, pursuant to this Power of Attorney shall
be in such form and shall contain such terms and conditions as such
attorney-in-fact may approve in his or her discretion.
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The undersigned hereby grants to such attorney-in-fact full power
and authority
to do and perform any and every act and thing whatsoever requisite,
necessary or proper to be done in the exercise of any of the rights and
powers herein granted, as fully to all intents and purposes as the
undersigned might or could do if personally present, with full power of
substitution or revocation, hereby ratifying and confirming all that such
attorney-in-fact, or his or her substitute or substitutes, shall lawfully
do or cause to be done pursuant to this power of attorney. The
undersigned acknowledges that the foregoing attorney-in-fact, in serving
in such capacity at the request of the undersigned, is not assuming, nor
is ABM Industries Incorporated assuming, any of the undersigneds
responsibilities to comply with Section 16 of the Exchange Act.
This Power of Attorney shall remain in full force and effect until
the undersigned
is no longer required to file Forms 3, Forms 4, and Forms 5 with respect
to the undersigneds holdings of, and transactions in, securities issued
by the Company, unless earlier revoked by the undersigned in a signed
writing delivered to the attorney-in-fact.
The undersigned has caused the Power of Attorney to be executed as of
this 16th day of June, 2003.
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/s/ Theodore T. Rosenberg |
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Signature |
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Theodore T. Rosenberg |
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Print Name |
Minimum 15 minutes delayed. Source: LSEG