SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
___________
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported) September 12, 2002
ABM Industries Incorporated
Delaware |
1-8929
|
94-1369354 |
||
(State or other jurisdiction of incorporation) |
(Commission File Number) |
(IRS Employer Identification No.) |
160 Pacific Avenue, Suite 222, San Francisco, California |
94111 |
|
(Address of principal executive offices) |
(Zip Code) |
Registrants telephone number, including area code (415) 733-4000
Inapplicable
Item 7. Financial Statements, Pro Forma Financial Information and Exhibits | ||||||||
Item 9. Regulation FD Disclosure | ||||||||
SIGNATURES | ||||||||
INDEX TO EXHIBITS | ||||||||
Exhibit 99.1 | ||||||||
Exhibit 99.2 |
Item 7. Financial Statements, Pro Forma Financial Information and Exhibits
(c) Exhibits
99.1 | Statement Under Oath of Principal Executive Officer Regarding Facts and Circumstances Relating to Exchange Act Filings | |
99.2 | Statement Under Oath of Principal Financial Officer Regarding Facts and Circumstances Relating to Exchange Act Filings |
Item 9. Regulation FD Disclosure
On September 12, 2002, the principal executive officer and principal financial officer of ABM Industries Incorporated (the Company) submitted to the Securities and Exchange Commission the sworn statements required by Commission Order No. 4-460. Copies of the two statements are furnished as Exhibit 99.1 and 99.2 to this report.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
ABM INDUSTRIES INCORPORATED | ||||||
Dated: | September 12, 2002 | By: | /s/ George B. Sundby | |||
George B. Sundby Senior Vice President and Chief Financial Officer |
INDEX TO EXHIBITS
Exhibit | ||
Number | Description | |
99.1 | Statement Under Oath of Principal Executive Officer Regarding Facts and Circumstances Relating to Exchange Act Filings | |
99.2 | Statement Under Oath of Principal Financial Officer Regarding Facts and Circumstances Relating to Exchange Act Filings |
EXHIBIT 99.1
Statement Under Oath of
Principal Executive Officer
Regarding Facts and Circumstances Relating to Exchange Act Filings
I, Henrik C. Slipsager, state and attest that:
1) | To the best of my knowledge, based upon a review of the covered reports of ABM Industries Incorporated and, except as corrected or supplemented in a subsequent covered report: |
| no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and | ||
| no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date of which it was filed). |
2) | I have reviewed the contents of this statement with the Companys audit committee. | |
3) | In this statement under oath, each of the following, if filed on or before the date of this statement, is a covered report: |
| Annual Report of Form 10-K for the fiscal year ended October 31, 2001, of ABM Industries Incorporated, filed with the Commission on December 21, 2001; | ||
| all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of ABM Industries Incorporated filed with the Commission subsequent to the filing of the Form 10-K above; and | ||
| any amendments to any of the foregoing. |
/s/ Henrik C. Slipsager |
||
Henrik C. Slipsager President and Chief Executive Officer (Principal Executive Officer) September 11, 2002 |
Subscribed and sworn to before me this 11th day of September 2002. |
|
/s/ Karen C. Hewitt |
||
Notary Public |
EXHIBIT 99.2
Statement Under Oath of
Principal Financial Officer
Regarding Facts and Circumstances Relating to Exchange Act Filings
I, George B. Sundby, state and attest that:
1) | To the best of my knowledge, based upon a review of the covered reports of ABM Industries Incorporated and, except as corrected or supplemented in a subsequent covered report: |
| no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and | ||
| no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date of which it was filed). |
2) | I have reviewed the contents of this statement with the Companys audit committee. | |
3) | In this statement under oath, each of the following, if filed on or before the date of this statement, is a covered report: |
| Annual Report of Form 10-K for the fiscal year ended October 31, 2001, of ABM Industries Incorporated, filed with the Commission on December 21, 2001; | ||
| all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of ABM Industries Incorporated filed with the Commission subsequent to the filing of the Form 10-K above; and | ||
| any amendments to any of the foregoing. |
/s/ George B. Sundby |
||
George B. Sundby Senior Vice President and Chief Financial Officer (Principal Financial Officer) September 11, 2002 |
Subscribed and sworn to before me this 11th day of September 2002. |
|
/s/ Karen C. Hewitt |
||
Notary Public |
Minimum 15 minutes delayed. Source: LSEG